David B Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 06/2011 → Present
  Bank Of America Na
  Boston, MA

Other Businesses

I*111242 For profit or not for profit: Non-Profit Organization Name of outside business organization: Lesley University Investment related: Y Address of business: Cambridge, Massachusetts 02138 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 1/12/2018 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Lesley Univ is a private, coeducational university that offers programs in education, expressive therapies, creative writing, counseling and fine arts. My involvement is a non-voting advisor to the members of the Inv. Committee.

Exams

• S66 Uniform Combined State Law Examination
  2011-07-12
• S63 Uniform Securities Agent State Law Examination
  1985-07-19

Other Names

• David Benjamin Smith