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David Lawrence Thomas

Epg Incorporated

Boston, MA

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Current Employers
Epg Incorporated

205 Newbury Street Suite 403, Framingham, MA 01701 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2003-02-20
  • MA RA
    APPROVED
    Since 2003-02-20

Branch Locations

150 State Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eastern Portfolio Group Inc Boston MA 04/1988 Present
  • 04/1988 → Present
    Eastern Portfolio Group Inc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-13
S63 Uniform Securities Agent State Law Examination 1985-07-15
  • S65 Uniform Investment Adviser Law Examination
    2002-02-13
  • S63 Uniform Securities Agent State Law Examination
    1985-07-15
Other Names
  • Dave Thomas

View on SEC IAPD

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