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Current Employers
Wellington Capital Advisors, Llc

50 California Street Suite 1500, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-01
  • CA RA
    APPROVED
    Since 2025-10-01

Branch Locations

50 California Street Suite 1500, San Francisco, CA 94111 • United States

Arin Risk Advisors Llc

1100 East Hector Street Suite 215, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-02-09
  • PA RA
    APPROVED
    Since 2010-02-09

Branch Locations

1100 East Hector Street Suite 215, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Vector Capital Management, Inc. Media PA 05/1993 Present
Arin Risk Advisors, Llc West Conshohocken PA 08/2009 Present
Wellington Capital Advisors, Llc San Francisco CA 01/2019 Present
Previous Registrations
Other Businesses

VECTOR CAPITAL MANAGEMENT, INC. PRESIDENT; CAPITAL MARKETS ADVISORY - VALUATION AND FINANCIAL MODELING SERVICES 1100 E. Hector St, Ste. 215, Conshohocken, PA 19428 START DATE - MAY 1993 APPROX 15 HRS PER MONTH (NONE DURING SECURITIES TRADING HOURS); DELAWARE COUNTY COMMUNITY COLLEGE, NON INVESTMENT-RELATED, STARTED JULY 2008, ADJUNCT ECONOMICS INSTRUCTOR, TEACHES COURSES COVERING MACRO AND/OR MICRO ECONOMICS, 15 HOURS PER MONTH OUTSIDE OF NORMAL BUSINESS HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-26
S63 Uniform Securities Agent State Law Examination 1986-05-14
  • S65 Uniform Investment Adviser Law Examination
    1991-12-26
  • S63 Uniform Securities Agent State Law Examination
    1986-05-14
Designations
Other Names
  • Joe Desipio

View on SEC IAPD

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