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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-14 |
Branch Locations
681 Falmouth Road Unit A-26, Mashpee, MA 02649 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | S Yarmouth | MA | 12/2014 | 07/2021 |
| Royal Alliance | Yarmouth | MA | 05/2021 | Present |
1. FRANZAGO FINANCIAL POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2021 ADDRESS: 306 Route 28, West Dennis MA 02670, United States DESCRIPTION: Provide life, health disability and LTC insurance 2. DENNIS CHAMBER OF COMMERCE POSITION: Director NATURE: Non profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 242 Swan River Rd, West Dennis MA 02670, United States DESCRIPTION: Attend Board of Directors meetings as well as help out with events put on by the Chamber 3. INSURANCE BROKERAGE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2021 ADDRESS: 681 Falmouth Rd Suite A-26, Mashpee MA 02649, United States DESCRIPTION: Providing Insurance solutions for clients of Franzago Financial
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-24 |
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