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John Francis Franzago

Osaic Wealth, Inc.

Mashpee, MA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-14
  • MA RA
    APPROVED
    Since 2021-07-14

Branch Locations

681 Falmouth Road Unit A-26, Mashpee, MA 02649 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. S Yarmouth MA 12/2014 07/2021
Royal Alliance Yarmouth MA 05/2021 Present
Previous Registrations
  • 2014-12-16 → 2021-07-07
    So. Dennis, MA
    Plymouth, MA
    Marstons Mills, MA
    So Yarmouth, MA
    South Yarmouth, MA
    South Yarmouth, MA
    Harwich, MA
    Orleans, MA
    South Dennis, MA
    So. Dennis, MA
    South Dennis, MA
    Johnston, RI
    Johnston, RI
    Orleans, MA
    Braintree, MA
  • 2013-11-25 → 2014-12-03
    Falmouth, MA
    Edgartown, MA
    Edgartown, MA
    Mashpee, MA
    Oak Bluffs, MA
    Chilmark, MA
    Vineyard Haven, MA
    Lexington, MA
    Worcester, MA
    Vineyard Haven, MA
    Framingham, MA
    Nantucket, MA
    Nantucket, MA
    Nantucket, MA
    Chatham, MA
    Orleans, MA
    Mashpee, MA
Other Businesses

1. FRANZAGO FINANCIAL POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2021 ADDRESS: 306 Route 28, West Dennis MA 02670, United States DESCRIPTION: Provide life, health disability and LTC insurance 2. DENNIS CHAMBER OF COMMERCE POSITION: Director NATURE: Non profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 242 Swan River Rd, West Dennis MA 02670, United States DESCRIPTION: Attend Board of Directors meetings as well as help out with events put on by the Chamber 3. INSURANCE BROKERAGE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2021 ADDRESS: 681 Falmouth Rd Suite A-26, Mashpee MA 02649, United States DESCRIPTION: Providing Insurance solutions for clients of Franzago Financial

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-18
S63 Uniform Securities Agent State Law Examination 2007-02-24
  • S65 Uniform Investment Adviser Law Examination
    2013-11-18
  • S63 Uniform Securities Agent State Law Examination
    2007-02-24
Other Names
  • John Franzago

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