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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-01-02
  • KS RA
    APPROVED
    Since 2009-01-02

Branch Locations

11900 W. 87Th Street Suite 210, Lenexa, KS 66215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osborn Financial Services, Inc Lenexa KS 05/2006 Present
Raymond James Financial Services, Inc. Lenexa KS 04/1986 Present
Raymond James Financial Services Advisors, Inc Lenexa KS 01/2009 Present
Other Businesses

(1)Name of Business: Babinger charitable trust Address: ESB Financial, 801 Merchant, Emporia, KS 66801, emporia, KS, 66801, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 11/25/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One of three advisers that approve grants for charitable foundation handled by bank trust department. (2)Name of Business: Osborn Family Ltd Partnership and LLC Address: 11900 W 87th Street Pkwy Ste 210, Lenexa, KS, 66215, United States Activity Type: Personal/Private Investment Position/Title: Other, Partner Investment Related: Yes Start Date: 04/15/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: managing partner (3)Name of Business: Osborn Financial Services, Inc. Address: 11900 W 87th Street Pkwy Ste 210, Lenexa, KS, 66215, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/05/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Payroll and bills are handled through S Corp. I'm El Presidente

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-29
S63 Uniform Securities Agent State Law Examination 1986-09-04
  • S65 Uniform Investment Adviser Law Examination
    1994-03-29
  • S63 Uniform Securities Agent State Law Examination
    1986-09-04

View on SEC IAPD

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