Nicole Anne Bartel

Current Employers

Copper Financial

9777 Ridge Drive, Suite 360, Lenexa, KS 66219 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2023-08-29

KS RA
APPROVED

Since 2023-08-29

Branch Locations

9777 Ridge Drive, Lenexa, KS 66219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Westlake	TX	12/2017	11/2020
Keller Independent School District	Keller	TX	08/2013	12/2017
Robinhood Financial, Llc	Southlake	TX	11/2020	06/2023
Robinhood Markets, Inc	Southlake	TX	06/2022	06/2023
Copper Financial Network, Llc	Lenexa	KS	06/2023	Present

12/2017 → 11/2020

Fidelity Brokerage Services Llc

Westlake, TX
08/2013 → 12/2017

Keller Independent School District

Keller, TX
11/2020 → 06/2023

Robinhood Financial, Llc

Southlake, TX
06/2022 → 06/2023

Robinhood Markets, Inc

Southlake, TX
06/2023 → Present

Copper Financial Network, Llc

Lenexa, KS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-28
S63	Uniform Securities Agent State Law Examination	2018-04-17

S65 Uniform Investment Adviser Law Examination

2023-08-28
S63 Uniform Securities Agent State Law Examination

2018-04-17

Other Names

Nicole Anne Krogsgaard
Nicole Anne Schuld
Nicole Anne Krogsgaard
Nicole Anne Heisler

View on SEC IAPD

Current Employers

Copper Financial

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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