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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-04
  • TX RA
    APPROVED_RES
    Since 2014-03-04

Branch Locations

28 State Street 26Th Floor, Boston, MA 02110 • United States

Cohasset, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boston MA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Boston, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2002-12-17 → 2005-02-28
    Morgan Stanley Dw Inc.
    Boston, MA
    Boston, MA
Other Businesses

*484897 -Trust; Investment related - Yes; Hopewell Jct., New York; 03/2022; During business hours: 10; After business hours: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-08-12
  • S63 Uniform Securities Agent State Law Examination
    1985-08-12

View on SEC IAPD

Other Firms

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