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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-15 |
| TX | RA | APPROVED | 2022-11-15 |
Branch Locations
Beechwood Office Park., 2678 South Road, Poughkeepsie, NY 12601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Poughkeepsie | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Poughkeepsie | NY | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Poughkeepsie | NY | 07/2022 | 11/2022 |
| Morgan Stanley Smith Barney Llc | Poughkeepsie | NY | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2023 | Present |
*531816- Frantoni Villas; Investment related-Yes; Hyde Park, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2011; During business hours: 0; After business hours: 10; Property Management *531817 - Coppola Bros. Enterprise, Inc.; Investment related: No; Hyde Park, New York; Wholesale/Distribution; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2011; During business hours: 0; After business hours: 0.25; Administrative *531818- Marist College; Investment related-No; Poughkeepsie, New York; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 8; Labor/Service POWER OF ATTORNEY FOR PARENTS; INV RELATED; POUGHKEEPSIE, NY; START: 2/1/16; 4 HRS/MO; 4 DURING TRADING.; *531819 - Claudio Cares; Investment related: No; Hyde Park, New York; Charitable; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2013; During business hours: 0; After business hours: 0.25; Fundraising *531820- Trust; Investment related-Yes; Hyde Park, New York; 02/2016; During business hours: 4; After business hours: 8 *535184- POA; Investment related-Yes; Hyde Park, New York; 07/2013; During business hours: 1; After business hours: 1 CO-TRUSTEE FOR FRIEND'S TRUST (2 TRUSTS), INV RELATED, HYDE PARK, NY, START: 6/1/2013, 4 HRS/MONTH, 4 HRS DURING TRADING. *535184- POA; Investment related-Yes; Hyde Park, New York; 07/2013; During business hours: 1; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-22 |
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