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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| VT | RA | APPROVED | 2015-02-06 |
| RI | RA | APPROVED | 2013-01-09 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
35 Village Road Suite 601, Middleton, MA 01949 • United States
Newton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Middleton | MA | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-07 |
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