Ken David Walbridge

Current Employers

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-03-03

TX RA
APPROVED

Since 2017-03-03

Branch Locations

Gainesville, TX • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sole Proprietor Insurance Agent	Gainesville	TX	01/2002	Present
Ken Walbridge Financial Planning, Llc	Gainesville	TX	06/2016	Present
Brookstone Capital Management	Wheaton	IL	03/2017	Present

01/2002 → Present

Sole Proprietor Insurance Agent

Gainesville, TX
06/2016 → Present

Ken Walbridge Financial Planning, Llc

Gainesville, TX
03/2017 → Present

Brookstone Capital Management

Wheaton, IL

Previous Registrations

2017-02-21 → 2018-03-28

Ken Walbridge Financial Planning, Llc

Gainesville, TX
2016-11-07 → 2016-12-31

Ken Walbridge Financial Planning, Llc

Gainesville, TX

Other Businesses

INSURANCE AGENT SELLING LIFE INSURANCE FIXED PRODUCTS, SINCE 1986. 20-30 HOURS PER WEEK. RENTAL PROPERTY - TOWNHOUSE IN ARIZONA - HIRE A PROPERTY MANAGER WHO SENDS ME MONTHLY RENTAL INCOME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-12
S63	Uniform Securities Agent State Law Examination	2000-04-10

S65 Uniform Investment Adviser Law Examination

2015-03-12
S63 Uniform Securities Agent State Law Examination

2000-04-10

View on SEC IAPD