Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-03-04 |
| TX | RA | APPROVED | 2024-02-29 |
Branch Locations
6055 Lakeside Commons Drive Suite 450, Macon, GA 31210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Macon | GA | 08/2008 | 02/2024 |
| Bank Of America, N.A. | Macon | GA | 11/2009 | 02/2024 |
| Morgan Stanley Smith Barney Llc | Macon | GA | 02/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2024 | Present |
(1) Georgia Military Academy / Non-Investment Related / Milledgeville, GA / Charitable Organization / Advisory Board Member / Start 01-December-2020 / 2 hours devoted monthly / 0 during trading hours / asked to be on the Finance Committee; prepare and propose operating budget of Foundation; shall maintain budget oversite; committee will review potential gifts other than outright gifts to determine appropriateness by the Foundation; there are 8 people on. (3) RKM 3157 / Investment Related / Milledgeville, GA / LLC / Limited Partner / Start 01-December-2009 / 5 hours devoted annually / 0 during trading hours / Compliance is aware of my interest in this investment. There are 3 owners and we meet twice a year to review financials. There is not much to this. *587685- Georgia Military College; Investment Related: No; Milledgeville, Georgia; Education; Board Member, Finance Committee, Other Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2018; During Business Hours: 4; After Business Hours: 2; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-01 |
Reach out to this advisor