Richard Allan Comeau

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 07/2020
  Jp Morgan Securities Llc
  New York, NY
• 11/2014 → 07/2020
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 07/2020 → Present
  Morgan Stanley Smith Barney Llc
  Miami, FL
• 09/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-11-14 → 2020-07-07
  J.P. Morgan Securities Llc
  New York, NY
  Miami, FL
• 2009-10-27 → 2014-11-21
  Barclays Capital Inc.
  New York, NY
• 2003-08-07 → 2005-07-28
  Leucadia Asset Management Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-12
• S63 Uniform Securities Agent State Law Examination
  1991-05-10