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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-22 |
Branch Locations
201 Old Country Road Suite 206, Melville, NY 11747 • United States
Massapequa, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Securities & Associates, Inc. | Melville | NY | 10/2010 | Present |
Name of Business: WATERVIEW BUSINESS PARTNERS Investment-related: Yes Address: 201 OLD COUNTRY ROAD SUITE 204 MELVILLE, NY 11747. Nature of the other business: INSURANCE SALES AND MARKETING Position, title, or relationship with the other business: Broker Start date: 10/1/2010 Approximate number of hours/month you devote to the other business: 1 Approx number of hours/month you devote to the other business during securities trading hours: 1 Describe your duties relating to the other business: SELL NON-SECURITY RELATED INSURANCE PRODUCTS TO POTENTIAL CUSTOMERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-09 |
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