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David Allen Christensen

Cetera Investment Advisers LLC

Waukesha, WI

CRD 1379012

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2002-01-22
  • WI RA
    APPROVED
    Since 2002-01-22

Branch Locations

Waukesha, WI • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/1999 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2002 Present
Milwaukee Journal - Sentinel Milwaukee WI 02/2012 10/2019
  • 10/1999 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2002 → Present
    Schaumburg, IL
  • 02/2012 → 10/2019
    Milwaukee Journal - Sentinel
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-17
S63 Uniform Securities Agent State Law Examination 1985-07-22
  • S66 Uniform Combined State Law Examination
    2001-09-17
  • S63 Uniform Securities Agent State Law Examination
    1985-07-22
Other Names
  • Christy Christensen

View on SEC IAPD

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