Albert John Vankleeff

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-05-22

NJ RA
APPROVED

Since 2002-05-22

Branch Locations

Pompton Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)	Pomptom Plains	NJ	07/1997	Present

07/1997 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)

Pomptom Plains, NJ

Other Businesses

(1) 05/31/2000: NO BUSINESS NAME - INV REL - 25 BURNHAM DRIVE, POMPTON PLAINS, NJ 07444 - NON-VARIABLE INSURANCE - LONG TERM CARE (2) 06/25/2010: NO BUSINESS NAME - INV REL - 61 CROWELL ROAD, WEST YARMOUTH, MA. 02673 - REAL ESTATE RENTAL - NO TIME SPENT - RENTAL PROPERTY OWNER

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-01-06

S63 Uniform Securities Agent State Law Examination

1993-01-06

View on SEC IAPD