Dale Robert Anderson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2001 → Present
  Anderson-Van Horn Associates Inc
  Victor, NY
• 03/1997 → 09/2016
  Wall Street Financial Group, Inc.
  Fairport, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Victor, NY
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Victor, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Victor, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Victor, NY

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  Fairport, NY
• 2005-01-27 → 2016-09-23
  Wall Street Financial Group, Inc.
  Victor, NY
  Victor, NY
  Victor, NY

Other Businesses

1. ANDERSON-VANHORNE ASSOCIATES INC. POSITION: President NATURE: Property/Casualty/lLife/Accident and Health Insurance sales and service: Corporate DBA's on file for Anderson-VanHorne Associates Inc. are as follows:R.L. Anderson Agency, Richardson-Vanhorne Agency, Sacket Agency, R.A. Hulbert Agency, Richardson-Hagerman Agency. All operations are conducted under the Anderson-VanHorne Associates, Inc. coporation for these DBA's INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 05/25/1982 ADDRESS: 110 Professional Park, Clifton Springs NY 14432, United States DESCRIPTION: General management of the business. Sales and service of insurance products. Agency/Carrier relationship management 2. 118 WEST MAIN STREET, VICTOR NY 14564 POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1997 ADDRESS: 118 West main St., Victor NY 14564, United States DESCRIPTION: Commercial real estate rented to Anderson-Vanhorne Associates, Inc. for office use. 3. DOBBIN AGENCY LLC POSITION: Owner and manager NATURE: Property and Casualty Insurance sales and service INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 12/02/2019 ADDRESS: 6063 Auburn St, Wolcott NY 14590, United States DESCRIPTION: Anderson-Vanhorne Associates Inc., which is a disclosed OBA for P&C Insurance, in which I own 100% of the shares, will be purchasing the non-owned interest in the Dobbin Agency LLC on January 1, 2021, and become the sole owner of Dobbin Agency LLC. The entity will continue to operate as a P&C Insurance Agency. 4. DRA FAMILY LLC POSITION: Member NATURE: DRA Family LLC will have the rental property I currently own at 118 West Main St., Victor NY 14564 transferred into it. The rental property at 118 West Main St, Victor NY is a currently disclosed and approved OBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2025 ADDRESS: 7280 Dryer Road, Victor NY 14564, United States DESCRIPTION: Managing the property, collecting rent and paying expenses. 5. EVOLUTION FINANCIAL ADVISORS, INC. POSITION: Vice President NATURE: S-Corp. Owner of 48 of 104 issued shares. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 09/23/2016 ADDRESS: 1173 Pittsford-Victor Road, Pittsford NY 14534, United States DESCRIPTION: Business development 6. APEX BRIDGE ADVISORS, LLC POSITION: Owner NATURE: LLC-Wholly owned by Evolution Financial Advisors, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2025 ADDRESS: 1173 Pittsford-Victor Road, Pittsford NY 14534, United States DESCRIPTION: Ownership duties, business planning. 7. AVH INVEST, LLC POSITION: Owner/Member NATURE: Financial Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/28/2026 ADDRESS: 118 West Main St, Victor NY 14564, United States DESCRIPTION: Branch manager for FP's Spencer Corzine, Will O'Donnell, Donald Burger, Keenan Cardona, Kyle Wetland.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-19
• S63 Uniform Securities Agent State Law Examination
  1985-09-17

Other Names

• Rob Anderson
• Dale R Anderson
• D. Robert Anderson