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Employer firm

Synovus Securities, Inc. CRD 14023

$8.45B regulatory AUM 100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-26
IL RA APPROVED 2022-07-21
NC RA APPROVED 2021-07-15
CO RA APPROVED 2020-03-10
AL RA APPROVED 2019-02-25
GA RA APPROVED 2019-01-24
FL RA APPROVED 2019-01-22
MI RA APPROVED 2019-01-17
MT RA APPROVED 2019-01-15
  • TX RA
    APPROVED
    Since 2025-06-26
  • IL RA
    APPROVED
    Since 2022-07-21
  • NC RA
    APPROVED
    Since 2021-07-15
  • CO RA
    APPROVED
    Since 2020-03-10
  • AL RA
    APPROVED
    Since 2019-02-25
  • GA RA
    APPROVED
    Since 2019-01-24
  • FL RA
    APPROVED
    Since 2019-01-22
  • MI RA
    APPROVED
    Since 2019-01-17
  • MT RA
    APPROVED
    Since 2019-01-15

Branch Locations

1255 Tamiami Trail, Port Charlotte, FL 33953 • United States

101 S. Crawford Street, Thomasville, GA 31792 • United States

601 N. Monroe Street, Tallahassee, FL 32301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tallahassee FL 12/2011 01/2019
Florida Commerce Credit Union Tallahassee FL 12/2011 01/2019
Synovus Securities, Inc. Tallahassee FL 01/2019 10/2019
Synovus Bank Tallahassee FL 01/2019 10/2019
Synovus Securities, Inc. Tallahassee FL 10/2019 Present
Synovus Bank Tallahassee FL 10/2019 12/2025
Synovus Securities Inc. Thomasville GA 11/2021 Present
Synovus Bank Thomasville GA 11/2021 12/2025
Pinnacle Bank Tallahassee FL 01/2026 Present
Pinnacle Bank Thomasville GA 01/2026 Present
  • 12/2011 → 01/2019
    Tallahassee, FL
  • 12/2011 → 01/2019
    Florida Commerce Credit Union
    Tallahassee, FL
  • 01/2019 → 10/2019
    Tallahassee, FL
  • 01/2019 → 10/2019
    Synovus Bank
    Tallahassee, FL
  • 10/2019 → Present
    Tallahassee, FL
  • 10/2019 → 12/2025
    Synovus Bank
    Tallahassee, FL
  • 11/2021 → Present
    Thomasville, GA
  • 11/2021 → 12/2025
    Synovus Bank
    Thomasville, GA
  • 01/2026 → Present
    Pinnacle Bank
    Tallahassee, FL
  • 01/2026 → Present
    Pinnacle Bank
    Thomasville, GA
Previous Registrations
  • 2011-12-21 → 2019-02-21
    Tallahassee, FL
    Tallahassee, FL
    Fort Mill, SC
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Thomasville, GA
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Valdosta, GA
    Marianna, FL
    Tallahassee, FL
    Marianna, FL
  • 2010-08-19 → 2011-12-15
    Tallahassee, FL
  • 2009-01-26 → 2010-04-13
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Tallahassee, FL
    Orlando, FL
  • 2004-06-02 → 2008-12-31
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Tallahassee, FL
    Charlotte, NC
    Tallahassee, FL
    Charlotte, NC
Other Businesses

TALLAHASSEE REGIONAL ESTATE PLANNING COUNCIL| START DATE: 06/01/1998|3600 MACLAY BLVD 200 TALLAHASSEE, FL 32312|PROFESSIONAL GROUP| BOARD MEMBER |2 HOURS PER MONTH, SPENT DURING TRADING HOURS|NOT INVESTMENT RELATED|PROFESSIONAL EDUCATION AND NETWORKING GROUP. INDUSTRY EDUCATION MEETINGS HELD 8 TIMES PER YEARS AT LUNCHEON LOCATION. KIWANIS CLUB OF TALLAHASSEE|START DATE: 03/01/1998|2321 ARMISTEAD ROAD TALLAHASSEE, FL 32308|CIVIC CLUB|TREASURER|5 HOURS PER MONTH, 5 HOURS PER MONTH SPENT DURING TRADING HOURS|NOT INVESTMENT RELATED|NO CHECKWRITING AUTHORITY, BOOKWORK ONLY. NO COMPENSATION. TALLAHASSEE SYMPHONY ORCHESTRA|START DATE: 06/01/2025|507 N CALHOUN ST. TALLAHASSEE, FL 32301|COMMUNITY ORCHESTRA| BOARD MEMBER|3 HOURS PER MONTH, 0 HOURS PER MONTH SPENT DURING TRADING HOURS|NOT INVESTMENT RELATED| MEMBER OF LARGE BOARD OF VOLUNTEERS | NO COMPENSATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-01
  • S66 Uniform Combined State Law Examination
    2004-06-01
Designations
  • Certified Financial Planner

View on SEC IAPD

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