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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-05
  • MN RA
    APPROVED
    Since 2013-12-05

Branch Locations

Lewiston, MN • United States

601 7Th Street North Suite 106, La Crosse, WI 54601 • United States

1652 Greenview Dr Sw Ste 110-B, Rochester, MN 55902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Rochester MN 06/2001 Present
Pfs Investments Inc Rochester MN 06/2002 Present
  • 06/2001 → Present
    Primerica Financial Services
    Rochester, MN
  • 06/2002 → Present
    Rochester, MN
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Young living - self-employed distributor - not investment related. Nature Sunshine - self-employed distributor - not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-12
S63 Uniform Securities Agent State Law Examination 2003-08-19
  • S65 Uniform Investment Adviser Law Examination
    2016-04-12
  • S63 Uniform Securities Agent State Law Examination
    2003-08-19
Other Names
  • Kellie Janet Douglas

View on SEC IAPD

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