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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-08-25
  • FL RA
    APPROVED
    Since 2020-08-25

Branch Locations

4300 West Cypress Street Suite 425, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Fort Lauderdale FL 05/2015 03/2017
Massachusetts Mutual Life Insurance Company Fort Myers FL 07/2016 04/2018
Mml Investors Services, Llc Fort Myers FL 03/2017 04/2018
International Assets Advisory, Llc Ft. Myers FL 04/2018 03/2019
Valic Financial Advisors, Inc. Venice FL 03/2019 Present
Agia Houston TX 12/2022 Present
  • 05/2015 → 03/2017
    Metlife Securities Inc
    Fort Lauderdale, FL
  • 07/2016 → 04/2018
    Massachusetts Mutual Life Insurance Company
    Fort Myers, FL
  • 03/2017 → 04/2018
    Mml Investors Services, Llc
    Fort Myers, FL
  • 04/2018 → 03/2019
    International Assets Advisory, Llc
    Ft. Myers, FL
  • 03/2019 → Present
    Venice, FL
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

Jackson National. 1 Corporate Way Lansing, MI 49951. Start Date: 03/25/2019. Investment Related. 1% of time spent on outside business/none during securities trading hours. This is an active variable annuity contract with Jackson National the client is my ex-husband, the contribution amount annually is $200,000. I service the contract and receive commission for the contributions. I will not be selling any new contracts via Jackson, everything else will be AIG/VALIC. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-24
S66 Uniform Combined State Law Examination 2006-11-14
  • S65 Uniform Investment Adviser Law Examination
    2020-07-24
  • S66 Uniform Combined State Law Examination
    2006-11-14
Other Names
  • Trine Pedersen
  • Trine M Andersen

View on SEC IAPD

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