David Ferdinand Kaiser

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-23
NJ	RA	APPROVED	2002-07-30

TX RA
APPROVED_RES

Since 2022-01-23
NJ RA
APPROVED

Since 2002-07-30

Branch Locations

320 Headquarters Plaza East Tower 12Th Floor, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ayco/Mercer Allied Company, L.P.	Florham Park	NJ	12/1994	01/2021
Ayco/Goldman Sachs & Co. Llc	New York	NY	01/2021	Present

12/1994 → 01/2021

Ayco/Mercer Allied Company, L.P.

Florham Park, NJ
01/2021 → Present

Ayco/Goldman Sachs & Co. Llc

New York, NY

Other Businesses

Investment Committee Member at Silver Bar YMCA of the Adirondacks, a non-profit organization. Organization's primary address is in Silver Bay, NY. Organization is not primarily engaged in investment-related activity. Start date is January 1, 2015. Ten hours per month. Duties include serving on the committee.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-02-03
S63	Uniform Securities Agent State Law Examination	1986-04-22

S65 Uniform Investment Adviser Law Examination

1992-02-03
S63 Uniform Securities Agent State Law Examination

1986-04-22

View on SEC IAPD