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Richard Mayor Weintraub

1St Financial Investment, Inc.

Clark'S Summit, PA

Stroudsburg, PA

CRD 1377366

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Employer firm

1St Financial Investment, Inc. CRD 283072

$782.2K regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
1St Financial Investment, Inc.

116 North State Street 1St Floor, Clark'S Summit, PA 18411-1056 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-16
  • PA RA
    APPROVED
    Since 2023-05-16

Branch Locations

116 North State Street 1St Floor, Clark'S Summit, PA 18411-1056 • United States

Stroudsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard Weintraub, Esq. Baltimore MD 06/1996 12/2019
Richard Weintraub, Esq. Stroudsburg PA 01/2000 06/2024
1St Financial Safeguard, Co. Stroudsburg PA 09/2022 08/2024
1St Financial Investments, Inc. Clark's Summit PA 09/2022 Present
Simplicity Group Scottsdale AZ 10/2022 08/2024
1St Financial Investment, Inc. Stroudsburg PA 05/2023 Present
  • 06/1996 → 12/2019
    Richard Weintraub, Esq.
    Baltimore, MD
  • 01/2000 → 06/2024
    Richard Weintraub, Esq.
    Stroudsburg, PA
  • 09/2022 → 08/2024
    1St Financial Safeguard, Co.
    Stroudsburg, PA
  • 09/2022 → Present
    1St Financial Investments, Inc.
    Clark's Summit, PA
  • 10/2022 → 08/2024
    Simplicity Group
    Scottsdale, AZ
  • 05/2023 → Present
    1St Financial Investment, Inc.
    Stroudsburg, PA
Other Names
  • Richard Weintraub
  • Richard Mayor Weintraub
  • Richard Weintraub
  • Rich Weintraub

View on SEC IAPD

Nearby Firms

PNC WEALTH MANAGEMENT LLC
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

Jordan Joel Goldstein
Adam Edward GOLDSTEIN
Heath Gary Goldstein

Nearby Offices

PNC WEALTH MANAGEMENT LLC · CLARKS SUMMIT, PA
EDWARD JONES · CLARKS SUMMIT, PA
AMERIPRISE FINANCIAL SERVICES, LLC · CLARKS SUMMIT, PA

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