Darren J Walloch

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 06/2018
  Elca Foundation
  Chicago, IL
• 07/2018 → 09/2020
  Frontier Investment Management Co
  Woodstock, IL
• 09/2020 → Present
  Hightower Advisors Llc
  Chicago, IL

Previous Registrations

• 2018-07-13 → 2020-11-16
  Frontier Investment Management Co
  Woodstock, IL
  Dallas, TX
• 2011-10-03 → 2014-01-28
  Charles Schwab & Co., Inc.
  Dallas, TX
• 2009-03-10 → 2009-11-10
  Thrivent Investment Management Inc.
  Irving, TX
  Mckinney, TX
• 2008-04-04 → 2009-03-09
  Td Ameritrade, Inc.
  Fort Worth, TX
• 2008-04-04 → 2009-03-09
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
• 2007-06-26 → 2007-11-15
  Walloch Capital Advisors
  Mckinney, TX
• 2006-05-30 → 2007-11-07
  Gfn Capital Management
  Richardson, TX
• 2003-01-15 → 2006-06-16
  Fsc Securities Corporation
  Dallas, TX
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2002-12-09

Designations

• Certified Financial Planner

Other Names

• Darren James Walloch