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Alan Michael Rizzuto

Wells Fargo Clearing Services, LLC

Paramus, NJ

Kinnelon, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-14
NJ RA APPROVED 2009-02-25
  • TX RA
    APPROVED
    Since 2013-01-14
  • NJ RA
    APPROVED
    Since 2009-02-25

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Kinnelon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayne NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wayne NJ 11/2016 Present
Previous Registrations
Other Businesses

TRUSTEE FOR BROTHER-IN-LAWS TRUST; INV RELATED; PARAMUS, NJ; START: 12/20/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-02
S63 Uniform Securities Agent State Law Examination 1989-09-01
  • S65 Uniform Investment Adviser Law Examination
    1997-05-02
  • S63 Uniform Securities Agent State Law Examination
    1989-09-01
Designations

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
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