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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-02-28
PA RA APPROVED 2005-06-25
  • TX RA
    APPROVED_RES
    Since 2007-02-28
  • PA RA
    APPROVED
    Since 2005-06-25

Branch Locations

Cranberry Township, PA • United States

One Ppg Place Suite 2200, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Pittsburgh PA 03/2005 Present
Previous Registrations
  • 2005-02-03 → 2005-06-25
    Parker/Hunter Incorporated
    Pittsburgh, PA
Other Businesses

1) SAM2, LLC, Erie, PA; Nature: Real Estate Development - LLC to hold land to which development may occur; Start date: 12/02/2020; Devotes 8hrs/month or less; not investment-related; Not compensated.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-15
S63 Uniform Securities Agent State Law Examination 1985-07-19
  • S65 Uniform Investment Adviser Law Examination
    1991-10-15
  • S63 Uniform Securities Agent State Law Examination
    1985-07-19

View on SEC IAPD

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