Carl Wayne Fudge

Current Employers

Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2008-02-20

MO RA
APPROVED

Since 2008-02-20

Branch Locations

3000 Carter Lane Suite 105, Columbia, MO 65201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Smith Moore & Co	Clayton	MO	02/2008	Present

02/2008 → Present

Smith Moore & Co

Clayton, MO

Other Businesses

C & Z Properties, LLC, Investment-Related, 1107 Shore Acres Loop, Columbia, MO 65201, Rental Properties, Co-Owner/Operator, 03-2018, 5 hours per month, 1 hour per month during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-26
S63	Uniform Securities Agent State Law Examination	1985-07-02

S66 Uniform Combined State Law Examination

2004-03-26
S63 Uniform Securities Agent State Law Examination

1985-07-02

View on SEC IAPD

Current Employers

Smith, Moore & Co.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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