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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-28 |
| FL | RA | APPROVED | 2023-05-12 |
Branch Locations
309 S.E. Osceola Street Suite 300, Stuart, FL 34994 • United States
Mashpee, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Stuarat | FL | 07/2011 | 05/2023 |
| Raymond James & Associates, Inc. | Stuart | FL | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-19 |
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