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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-20 |
| ME | RA | APPROVED | 2022-12-22 |
| PA | RA | APPROVED | 2022-12-22 |
| NJ | RA | APPROVED | 2021-11-08 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2009-02-06 |
Branch Locations
1819 Main Street Suite 900, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 01/2009 | Present |
1) HISPANIC BAR ASSOCIATION OF NEW JERSEY / ASSOCIATION FOR HISPANIC LAWYERS / NO STREET ADDRESS N/A, NJ N/A / SPEAKER / NON PROFIT / START DATE 06/16/2011 - 06/17/2011 / 1 HR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-12 |
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