James Manning Hannigan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-03-28
MN	RA	APPROVED	2024-03-28

AZ RA
APPROVED

Since 2024-03-28
MN RA
APPROVED

Since 2024-03-28

Branch Locations

Green Valley, AZ • United States

St Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Minnesota Life Ins. Co	St. Paul	MN	09/2001	09/2017
Securian Financial Services	St. Paul	MN	10/2001	09/2017
Focus Financial Network, Inc.	Minneapolis	MN	09/2017	03/2024
Osaic Wealth, Inc.	Jersey City	NJ	09/2017	03/2024
Lpl Financial Llc	Green Valley	AZ	03/2024	Present

09/2001 → 09/2017

Minnesota Life Ins. Co

St. Paul, MN
10/2001 → 09/2017

Securian Financial Services

St. Paul, MN
09/2017 → 03/2024

Focus Financial Network, Inc.

Minneapolis, MN
09/2017 → 03/2024

Osaic Wealth, Inc.

Jersey City, NJ
03/2024 → Present

Lpl Financial Llc

Green Valley, AZ

Previous Registrations

2018-01-24 → 2024-04-01

Focus Financial

Minneapolis, MN

Other Businesses

1- 03/2024 / JHP Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-01-19
S63	Uniform Securities Agent State Law Examination	1985-05-24

S66 Uniform Combined State Law Examination

2018-01-19
S63 Uniform Securities Agent State Law Examination

1985-05-24

Other Names

James Manning Hannigan
James Robert Manning

View on SEC IAPD