Best Investors Account Sign in

Robert David Guthrie

Wells Fargo Clearing Services, LLC

Burlington, VT

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2008-01-01
  • VT RA
    APPROVED
    Since 2008-01-01

Branch Locations

180 Battery St Ste 300, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Burlington VT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Burlington VT 11/2016 Present
Previous Registrations
  • 1998-07-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Burlington, VT
    Burlington, VT
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-26
S63 Uniform Securities Agent State Law Examination 1985-06-26
  • S65 Uniform Investment Adviser Law Examination
    1998-05-26
  • S63 Uniform Securities Agent State Law Examination
    1985-06-26
Other Names
  • Bob Guthrie

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BLUE SLATE INVESTMENT MANAGEMENT
GAINGELS VENTURES LLC
GAINGELS MANAGEMENT LLC
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC
TEUCRIUM INVESTMENT ADVISORS, LLC
ONE DAY IN JULY LLC

Other Investors

Joseph George Hameline
Zachary Kirka
Alexander B White
RICHARD JOURET KOWALSKI
BRENDA CLAIRE KELLEY
Hans Oshiorenoyai Asoera
RYAN MANYX BARTLEY
PATTI J STEFFENS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Burlington, VT
CETERA INVESTMENT ADVISERS LLC · BURLINGTON, VT
BLUE SLATE INVESTMENT MANAGEMENT · BURLINGTON, VT
GAINGELS VENTURES LLC · BURLINGTON, VT
GAINGELS MANAGEMENT LLC · BURLINGTON, VT
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC · BURLINGTON, VT
TEUCRIUM INVESTMENT ADVISORS, LLC · BURLINGTON, VT
ONE DAY IN JULY LLC · BURLINGTON, VT

More in Burlington, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor