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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-20
TX RA APPROVED_RES 2024-03-18
  • NJ RA
    APPROVED
    Since 2024-03-20
  • TX RA
    APPROVED_RES
    Since 2024-03-18

Branch Locations

181 New Road, Suite 304, Parsippany, NJ 07054 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Florham Park NJ 04/2009 08/2020
Raymond James Financial Services, Inc. Morristown NJ 08/2020 Present
Raymond James Financial Services Advisors, Inc. Morristown NJ 08/2020 Present
Previous Registrations
Other Businesses

CitronLLC. Investment related. Start date: 01/01/2024. Address: 32 Breton Dr Pine Brook NJ. Title: Owner. Duties: My LLC for my business as an F.A. Time spent during regular hours: 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-23
S63 Uniform Securities Agent State Law Examination 1988-05-06
  • S65 Uniform Investment Adviser Law Examination
    2009-07-23
  • S63 Uniform Securities Agent State Law Examination
    1988-05-06

View on SEC IAPD

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