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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-02-02 |
| NC | RA | APPROVED | 2007-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 08/2006 | Present |
| Bank Of America, N.A. | Charlotte | NC | 11/2011 | Present |
I*9814 Entity Type: Rental Property Name of outside business organization: Alexander Chase Condominium Investment related: No Address of business: Cornelius, North Carolina 28031 Position, title, association: Co-owner with other family members Start date of relationship: 8/1/2020 Number of hours devoted: 2 hrs Number of hours devoted during trading hours: 0 Duties: Co owner of rental property I*3650308 Entity Type: Not for Profit Name of OBA: Good Friends Charlotte Address: Charlotte, North Carolina, 28204 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 02/17/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Good Friends raises funds for those who need help and have exhausted all other agencies and resources. Committee member for Development Committee - contact corporations to sponsor annual luncheon
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-19 |
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