Charu Ashar

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-21

NY RA
APPROVED

Since 2021-05-21

Branch Locations

60 Merritt Blvd; Suite 201, Fishkill, NY 12524 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial	Newburgh	NY	04/1985	06/2019
Foresters Advisory Services	Newburgh	NY	05/2013	06/2019
Icb - Icu	Newburgh	NY	08/2015	10/2016
Ameritas	Budd Lake	NJ	04/2019	06/2019
Cetera Investment Advisers Llc	Fishkill	NY	06/2019	Present
Cetera Investment Services Llc	St. Cloud	MN	06/2019	Present

04/1985 → 06/2019

Foresters Financial

Newburgh, NY
05/2013 → 06/2019

Foresters Advisory Services

Newburgh, NY
08/2015 → 10/2016

Icb - Icu

Newburgh, NY
04/2019 → 06/2019

Ameritas

Budd Lake, NJ
06/2019 → Present

Cetera Investment Advisers Llc

Fishkill, NY
06/2019 → Present

Cetera Investment Services Llc

St. Cloud, MN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-07-12

S63 Uniform Securities Agent State Law Examination

1985-07-12

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

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