John William Murphy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 06/2020
  Hsbc Bank Usa, N.A.
  Yonkers, NY
• 08/2020 → 10/2024
  American Portfolios Financial Services, Inc.
  Pearl River, NY
• 08/2020 → 10/2024
  American Portfolios Advisors, Inc
  Pearl River, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2020-09-17 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2015-09-17 → 2020-06-05
  Hsbc Securities (Usa) Inc.
  Yonkers, NY
  Mount Vernon, NY
  New Rochelle, NY
• 2013-03-18 → 2014-12-31
  Private Advisor Group, Llc
  Pearl River, NJ
  Morristown, NJ
• 2012-10-01 → 2013-01-04
  J.P. Morgan Securities Llc
  Mount Vernon, NY
  Bronxville, NY
• 2006-11-08 → 2012-10-01
  Chase Investment Services Corp.
  Bronxville, NY
  Mount Vernon, NY
  Yonkers, NY
  Larchmont, NY
  Larchmont, NY
  Larchmont, NY
  Tuckahoe, NY
  Larchmont, NY
  Larchmont, NY
  Yonkers, NY

Other Businesses

1. UMS - Insurance Sales, not investment related, start date = 10/2020, 5-10 hours/month, 5-10/hours/month/market hours. 2. UMS/INSURANCE POSITION: AGENT NATURE: INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2024 ADDRESS: 184 FOREST AVE, 184 FOREST AVE, PEARL RIVER NY 10965, United States DESCRIPTION: FIXED ANNUITY UL INS REVIEWS 3. UMS - POSITION: agent NATURE: insurance fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2025 ADDRESS: 100 century pkwy, 100 century pkwy, mt laurel NJ 08054, United States DESCRIPTION: solutions for clients for insurance and fixed annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-23
• S63 Uniform Securities Agent State Law Examination
  2004-09-27