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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-31 |
Branch Locations
5885 Meadows Road Suite 850, Lake Oswego, OR 97035 • United States
Corte Madera, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Pleasanton | CA | 08/2023 | Present |
| Mml Investors Services, Llc | Pleasanton | CA | 01/2024 | Present |
| Eggers Consulting | San Francisco | CA | 03/2016 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-27 |
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