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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-31
  • CA RA
    APPROVED
    Since 2025-07-31

Branch Locations

5885 Meadows Road Suite 850, Lake Oswego, OR 97035 • United States

Corte Madera, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Pleasanton CA 08/2023 Present
Mml Investors Services, Llc Pleasanton CA 01/2024 Present
Eggers Consulting San Francisco CA 03/2016 12/2023
  • 08/2023 → Present
    Massmutual Life Insurance Company
    Pleasanton, CA
  • 01/2024 → Present
    Pleasanton, CA
  • 03/2016 → 12/2023
    Eggers Consulting
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
S63 Uniform Securities Agent State Law Examination 2023-12-27
  • S66 Uniform Combined State Law Examination
    2025-07-18
  • S63 Uniform Securities Agent State Law Examination
    2023-12-27
Other Names
  • Evan Coley Eggers
  • Evan C Eggers

View on SEC IAPD

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