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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-04-01
TX RA APPROVED_RES 1990-05-01
  • GA RA
    APPROVED
    Since 2004-04-01
  • TX RA
    APPROVED_RES
    Since 1990-05-01

Branch Locations

272 West Hancock Ave, Athens, GA 30601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Athens GA 04/1985 Present
Bank Of America, N.A. Athens GA 11/2009 Present
Other Businesses

I*: 96295 ENTITY TYPE: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: J. W B., JR. INVESTMENT RELATED: NO ADDRESS OF BUSINESS: ATHENS, GEORGIA 30606 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 7/27/2016 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A RENTAL PROPERTY THAT HAS BEEN OWNED SINCE 2007. NO TASKS REQUIRED. I*: 2675265 Entity Type: For Profit Name of OBA: Lamar Advertising Address: Augusta, GA 30909 Investment Related: No Position, Title, Association: Lease owner Employee Start Date: 10/21/2016 Number of Hours: 0 Number of Hours during trading: 0 Duties: Collect minor rent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-16
S63 Uniform Securities Agent State Law Examination 1985-07-12
  • S65 Uniform Investment Adviser Law Examination
    1996-02-16
  • S63 Uniform Securities Agent State Law Examination
    1985-07-12
Other Names
  • James William Boyles
  • Jim Boyles

View on SEC IAPD

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