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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2010-05-13 |
| TX | RA | APPROVED_RES | 1986-07-18 |
Branch Locations
601 Poydras St, New Orleans, LA 70130 • United States
Metairie, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 04/1985 | Present |
| Bank Of America, N.A. | New Orleans | LA | 04/2011 | Present |
I*79532 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: METAIRIE, LOUISIANA 70001 NATURE OF BUSINESS: OTHER,INHERITED PROPERTY POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/5/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INHERITED FAMILY PROPERTY LEASED TO CATTLE RANCHERS I*2029285, Entity Type Fiduciary, Name of OBA: Estate of D C M H Address: Metairie, Louisiana, 70001 Investment Related: Yes Position, Title, Association: Executor Employee Start Date:12-Oct-2015 No Hours: 20 yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-07-18 |
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