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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | La Mesa | CA | 03/1990 | Present |
1. 9/25/1996: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - INSURANCE SALES - 0% TIME SPENT. 2. 07/30/2003: RAYMOND K. DEXTER, INC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - DBA for tax purposes only; not held out to the public. 3. 01/31/2006: KENT WADE, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Buying a building for my office. The building is being bought with a partner non client to be split and house each of our offices 2500 sq feet each. The ownership will be in a LLC for tax reasons - 1% TIME SPENT. 4. 02/09/2010: NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - 1% OF TIME SPENT - LISA THAYER, CPA RENTS AN OFFICE ON A MONTHLY BASIS. 5. 8/7/2020 - No Business Name - Investment Related - San Diego, Ca 92109 - Real Estate Rental - Started 08/10/2020 - Buying a beach house for vacation and weekend use here in San Diego. Rent out some of the summer weeks. Use a local beach rental company. 6. 3/11/2021 - Lisa Thayer, CPA - Investment Related - 8313 La Mesa Blvd, La Mesa, Ca 91942 - Real Estate Rental - Started 03/01/2021 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-07 |
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