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Raymond Kent Dexter

LPl Financial LLC

La Mesa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
CA RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • CA RA
    APPROVED
    Since 1997-12-31

Branch Locations

8313 La Mesa Blvd, La Mesa, CA 91942 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc La Mesa CA 03/1990 Present
Other Businesses

1. 9/25/1996: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - INSURANCE SALES - 0% TIME SPENT. 2. 07/30/2003: RAYMOND K. DEXTER, INC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - DBA for tax purposes only; not held out to the public. 3. 01/31/2006: KENT WADE, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Buying a building for my office. The building is being bought with a partner non client to be split and house each of our offices 2500 sq feet each. The ownership will be in a LLC for tax reasons - 1% TIME SPENT. 4. 02/09/2010: NO BUSINESS NAME - INV REL - REAL ESTATE RENTAL - 1% OF TIME SPENT - LISA THAYER, CPA RENTS AN OFFICE ON A MONTHLY BASIS. 5. 8/7/2020 - No Business Name - Investment Related - San Diego, Ca 92109 - Real Estate Rental - Started 08/10/2020 - Buying a beach house for vacation and weekend use here in San Diego. Rent out some of the summer weeks. Use a local beach rental company. 6. 3/11/2021 - Lisa Thayer, CPA - Investment Related - 8313 La Mesa Blvd, La Mesa, Ca 91942 - Real Estate Rental - Started 03/01/2021 - 0 Hours Per Month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-07
  • S63 Uniform Securities Agent State Law Examination
    1986-11-07

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