Gil A Baumgarten

Employer firm

Segment Wealth Management, LLC CRD 164877

$2.07B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Segment Wealth Management, Llc

2200 Post Oak Blvd Suite 1400, Houston, TX 77056 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-08-30

TX RA
APPROVED

Since 2012-08-30

Branch Locations

2200 Post Oak Blvd Suite 1400, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Segment Wealth Management, Llc	Houston	TX	08/2012	Present

08/2012 → Present

Segment Wealth Management, Llc

Houston, TX

Previous Registrations

2010-10-01 → 2013-07-15

Concert Wealth Management

San Jose, CA
2000-02-25 → 2010-10-08

Ubs Financial Services Inc.

Houston, TX

Houston, TX

Other Businesses

The Baumgarten 2012 Children's Trust; investment-related; 777 Main St. Suite 3600, Fort Worth, TX 76102; private fund; General Partner of VEP Orchard II LLC mineral fund; started 12/2022; approximately 2 hours per month, 1 hour during securities trading hours; fundraising at inception of the partnership.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-31
S63	Uniform Securities Agent State Law Examination	1985-06-11

S65 Uniform Investment Adviser Law Examination

1996-05-31
S63 Uniform Securities Agent State Law Examination

1985-06-11

Other Names

Gil Alan Baumgarten
Gil Baumgarten

View on SEC IAPD