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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-04-29 |
| KS | RA | APPROVED | 1997-12-30 |
| TX | RA | APPROVED_RES | 1988-01-29 |
Branch Locations
3401 College Blvd, Leawood, KS 66211 • United States
Las Vegas, NV • United States
450 N Stephanie St, Henderson, NV 89014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leawood | KS | 04/1985 | Present |
| Bank Of America, N.A. | Leawood | KS | 01/2010 | Present |
I* 1764282 For profit or not for profit: Entity For Profit Name of outside business organization: The Body Lab, LLC Investment related: no Address of business: Phoenix, AZ, 85018 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 04/30/2024 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: Personal Training Facility, passive investor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-11 |
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