Paul Jason Forbes

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-01-05
CA	RA	APPROVED	2009-09-24

TX RA
APPROVED_RES

Since 2012-01-05
CA RA
APPROVED

Since 2009-09-24

Branch Locations

7555 N. Palm Avenue, Suite 209, Fresno, CA 93711 • United States

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Corporation	Fresno	CA	09/2009	Present

09/2009 → Present

Lpl Financial Corporation

Fresno, CA

Previous Registrations

2006-11-15 → 2009-10-13

Associated Planners Investment Advisory Inc

Fresno, CA

Fresno, CA
2006-10-19 → 2007-10-03

Associated Securities Corp.

Fresno, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-04

S66 Uniform Combined State Law Examination

2006-10-04

Other Names

Paul Forbes

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRESNO, CA

PERENNIAL FINANCIAL SERVICES · Fresno, CA

PERENNIAL FINANCIAL SERVICES · Fresno, CA

LPL FINANCIAL LLC · FRESNO, CA

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