James Allen Ball

Current Employers

Employment History

• 01/2006 → 11/2017
  Sii Investments, Inc.
  Burnsville, MN
• 11/2017 → 06/2024
  Securities America, Inc.
  Burnsville, MN
• 12/2018 → 06/2024
  Securities America Advisors, Inc.
  Burnsville, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Burnsville, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Burnsville, MN

Previous Registrations

• 2018-12-18 → 2024-06-14
  Securities America Advisors, Inc.
  Burnsville, MN

Other Businesses

1. BURNSVILLE ROTARY POSITION: member NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2003 ADDRESS: PO Box 1346, Burnsville MN 55337, United States DESCRIPTION: Attend weekly member meetings and help raise funds for the events to support various charities. 2. BC&I HOLDINGS POSITION: Vice President NATURE: Business/LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2003 ADDRESS: 2422 East 117th St, Burnsville MN 55337, United States DESCRIPTION: This is the building that I currently occupy for my business. I own 50% of the building with my former business partner Randall Schumacher. My former partner is currently under a CCA agreement for 5 years with SAI. 3. BC&I WEALTH MANGEMENT POSITION: President NATURE: This is the DBA used for business issued through Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 08/01/1993 ADDRESS: 2422 East 117th St, Burnsville MS 55337, United States DESCRIPTION: I work with individuals and 401(k) accounts. I will help manage individual portfolios. I assist in the education and reviews of our 401(k) plans. I do some life insurance and annuity business. 4. BALANCED CAPITAL AND INSURANCE INC POSITION: sales and service NATURE: Sales and Service INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/1985 ADDRESS: 2422 East 117th St, Burnsville MN 55337, United States DESCRIPTION: Life insurance and annuity sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-12
• S63 Uniform Securities Agent State Law Examination
  1985-12-19

Other Names

• James A Ball
• James Allan Ball