Richard Earl Lewis

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-13
TX	RA	APPROVED_RES	2007-10-04

MN RA
APPROVED

Since 2013-12-13
TX RA
APPROVED_RES

Since 2007-10-04

Branch Locations

Lakeville, MN • United States

12280 Nicollet Ave S Ste 101, Burnsville, MN 55337-1999 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Burnsville	MN	09/2005	03/2020
Ameriprise Financial Services, Llc	Burnsville	MN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Burnsville, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Burnsville, MN

Other Businesses

Real Estate Ownership; Commercial; 12280 Nicollet Ave Suite 101 Burnsville, MN 55337, , Burnsville, MN, 55337; Investment-Related; 05/07/2013. Business Ownership; LPW; Owner; Manage Ameriprise Business; 12280 Nicollet Ave, Suite 101, Burnsville, MN, 55337; Investment-Related; 03/15/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Just Cause 501(c).; CEO; 7645 Crosswind Ct., Lakeville, MN 55044, , Lakeville, MN, 55044; Not Investment-Related; 05/08/2013; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-12-18

S66 Uniform Combined State Law Examination

2000-12-18

Other Names

Richard Lewis

View on SEC IAPD