Marcy Rich

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 10/2016
  Unemployed
  Pinole, CA
• 05/2017 → 07/2017
  Sutter Securities Incorporated
  San Francisco, CA
• 10/2016 → 05/2017
  Phoenix American
  San Rafael, CA
• 07/2017 → 08/2017
  Caldwell Securities, Inc.
  Sausalito, CA
• 02/2018 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 03/2018 → Present
  Jpmorgan Securities, Llc.
  San Francisco, CA
• 08/2017 → 02/2018
  Unemployed
  Pinole, CA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2018-06-22

Other Names

• Marcy Annice Rich