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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-26 |
| IL | RA | APPROVED | 2017-03-25 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Chicago | IL | 11/2014 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Chicago | IL | 07/2016 | Present |
| Mml Investors Services, Llc | Chicago | IL | 03/2017 | Present |
1)INDEPENDENT INSURANCE AGENT - LIFE/ACCIDENT/HEALTH - FROM BUSINESS ADDRESS - 1 SECURITY HOUR AND 1 NON SECURITY HOUR - SINCE 03/2015 2) OWNER/PARTNER IN REAL ESTATE/RENTAL PROPERTY -MICR, LLC -CHICAGO, IL -0HRS SECURITIES, 1HRS NON SECURITIES SINCE 08/2014 3)owner MICCOT LLC Chicago, IL -8 hours non securities since 05/2016 4)Name: South Shore Golf Course Golf Shop Inv Rel: N Add: 7059 South Shore Drive Chicago IL 60649 Nature: Clerk, Golf Shop Position: Clerk Start Date: 05/01/2025 No. Hrs/Mo: 4 No. Hrs/Mo During Sec Trading:0 Duties: Check golfers in
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-26 |
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