Kari Lynn Leuthner

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-27

MN RA
APPROVED

Since 2014-01-27

Branch Locations

5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Golden Valley	MN	06/2007	Present

06/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Golden Valley, MN

Other Businesses

1. Minnesota Secretary of State; 146 5th st nw delano MN 55328; Notary for the branch; 08/27/1990; 1 hr/year; Not during security trading hours; Not Investment-Related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-02-15

S63 Uniform Securities Agent State Law Examination

1990-02-15

Other Names

Kari Koss
Kari Lynn Koss
Kari Lynn Leuthner
Kari Lynn Pavlak

View on SEC IAPD