Karl Roman Knade

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-10-28
MD	RA	APPROVED	2006-12-19

GA RA
APPROVED

Since 2025-10-28
MD RA
APPROVED

Since 2006-12-19

Branch Locations

Saint Simons Island, GA • United States

121 N West St., Easton, MD 21601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	12/2006	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	12/2006	Present

12/2006 → Present

Cambridge Investment Research, Inc

Fairfield, IA
12/2006 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2002-05-01 → 2006-12-20

Rbc Capital Markets, Llc

Easton, MD

Easton, MD

Other Businesses

1) KNADE FINANCIAL GROUP LLC, 121 N West Street, Easton MD 21601, United States, 01/16/2007, Owner, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 8 HR/MO TRADING 2) KNADE FINANCIAL GROUP, LLC, 121 N West Street, Easton MD 21601, United States, 12/19/2006, Owner, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2006, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO 80 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-04
S63	Uniform Securities Agent State Law Examination	1985-07-18

S65 Uniform Investment Adviser Law Examination

2000-01-04
S63 Uniform Securities Agent State Law Examination

1985-07-18

View on SEC IAPD