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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2015-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2015 | Present |
1) COLLINS INSURANCE AND INVESTMENTS, OTIS ORCHARDS, WA, SINCE 3/1992 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/WK - 8/TRADING. 3) ISAGENIX CONSULTANT, OTIS ORCHARDS, WA, SINCE 6/2011. COMPENSATED FOR MERCHANDISE REFERRALS. NOT INVESTMENT RELATED - DEVOTES 2 HR/MO - NONE DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) COLLINS INSURANCE & INVESTMENTS, Spokane WA 99206, 01/2015, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-01 |
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