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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-01-02
  • WA RA
    APPROVED
    Since 2015-01-02

Branch Locations

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2015 Present
Previous Registrations
  • 2007-11-15 → 2014-12-31
    Msi Financial Services, Inc.
    Spokane, WA
Other Businesses

1) COLLINS INSURANCE AND INVESTMENTS, OTIS ORCHARDS, WA, SINCE 3/1992 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/WK - 8/TRADING. 3) ISAGENIX CONSULTANT, OTIS ORCHARDS, WA, SINCE 6/2011. COMPENSATED FOR MERCHANDISE REFERRALS. NOT INVESTMENT RELATED - DEVOTES 2 HR/MO - NONE DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) COLLINS INSURANCE & INVESTMENTS, Spokane WA 99206, 01/2015, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-19
S63 Uniform Securities Agent State Law Examination 1985-06-01
  • S65 Uniform Investment Adviser Law Examination
    2007-09-19
  • S63 Uniform Securities Agent State Law Examination
    1985-06-01
Other Names
  • Debra Renee Collins
  • Debora Rene Collins
  • Debra Rene Collins
  • Debra Rene Collins
  • Debbie Collins

View on SEC IAPD

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