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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-21
  • NC RA
    APPROVED
    Since 2024-03-21

Branch Locations

219 Racine Dr Ste A-1, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 03/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 2014-05-16 → 2015-03-20
    Concourse Financial Group Securities, Inc.
    Raleigh, NC
  • 2009-09-09 → 2014-03-26
    Hampstead, NC
    Summit, NJ
  • 2009-05-21 → 2009-09-09
    Cantella & Co., Inc.
    Wilmington, NC
  • 2007-06-06 → 2009-05-21
    Hampstead, NC
    Summit, NJ
  • 2005-10-11 → 2007-06-05
    Kestra Investment Services, Llc
    Charlotte, NC
    Charlotte, NC
    Hampstead, NC
Other Businesses

1.FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FIXED INSURANCE; START 3/2015; 8 HOURS/WEEK; VARIES DURING TRADING HOURS; INSURANCE AGENT; SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 2.NABELL WINSLOW INVESTMENTS & WEALTH MANAGEMENT, NABELL WINSLOW INSURANCE; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; INVESTMENT MANAGEMENT AND INSURANCE SALES; START 03/2015; HOURS/WEEK NOT DISCLOSED; INVESTMENT ADVISOR REPRESENTATIVE 3. LIFE SETTLEMENT BUSINESS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, LIFE SETTLEMENTS, START 3/2015, LESS THAN 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT, SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. 4. PARTNERS SQUARE LLC, INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; INSURANCE MARKETING ORGANIZATION; START 7/2015; 5-10 HOURS/WEEK DURING SECURITY TRADING HOURS; OWNER/OPERATIONS; 5. NAME OF OTHER BUSINESS: NABELL WINSLOW INVESTMENTS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: FINANCIAL PROFESSIONAL; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: NABELL WINSLOW WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013; TITLE: FINANCIAL PROFESSIONAL; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: Masonboro Capital Group, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: FINANCIAL PROFESSIONAL; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: NABELL WINSLOW LIFE INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: FINANCIAL PROFESSIONAL; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-23
S63 Uniform Securities Agent State Law Examination 1985-06-04
  • S65 Uniform Investment Adviser Law Examination
    2000-10-23
  • S63 Uniform Securities Agent State Law Examination
    1985-06-04
Designations
Other Names
  • John Emerson Willse
  • John Emerson Willse

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