Francis Dispigna

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Principal Life Insurance Company
  Melville, NY
• 03/2016 → Present
  Principal Securities Inc
  Melville, NY

Other Businesses

**OUTSIDE INSURANCE, SELLS OUTSIDE HEALTH INSURANCE, 7/27/11. **METRO COASTAL ASSOCIATES LLC; OWNER, HOLDS PROPERTY; 03/17/16 **FAMILY FIRST PROPERTIES LLC; CO-OWNER, HOLDS VACATION HOME AND PROPERTIES; 03/17/16 **FAMILY FIRST MANAGEMENT LLC; OWNER, HOLDS PROPERTY; 03/17/16. ***Family First FD, LLC; Not Investment Related; Babylon, NY; Co-Owner; Single member LLC, entity had no activity until now. A contractor will be building single family home in 2020 for rental or sale purposes. Owned with spouse and manage the projects. Income will vary depending if property is sold or rented.; Start Date: 03/01/2018; 5% hrs per month; 0 during trading hours. ***Family first RJF, LLC; Not Investment Related; Babylon, NY; Co-Owner; Single member LLC, entity had no activity until now. A contractor will be building single family home in 2020 for rental or sale purposes. Owned with spouse and manage the projects. Income will vary depending if property is sold or rented.; Start Date: 03/01/2018; 5% hrs per month; 0 during trading hours. ***Evergreen Holdings II LLC; Not Investment Related; Middle Island, NY; Co-Owner; LLC purchased existing hom and lot. Home will eventually be renovated and possibly rented. Lot is currently vacan and no plans on future use have been made.; Start Date: 04/01/2021; 0 hrs per month; 0 during trading hours. EVERGREEN HOLDINGS II LLC POSITION: Co-Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 16 Evergreen Ave, Middle Island NY 11953, United States DESCRIPTION: LLC purchased and is currently holding a vacant lot for future development. METRO COASTAL ASSOCIATES LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2016 ADDRESS: 51 Araca Road, Babylon NY 11702, United States DESCRIPTION: Single Member LLC. LLC owns a home for rental income. FAMILY FIRST PROPERTIES, LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2016 ADDRESS: 51 Araca Road, Babylon NY 11702, United States DESCRIPTION: Owned previous properties. There are no holdings in this LLC at this time. FAMILY FIRST FD, LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 51 Araca Road, Babylon NY 11702, United States DESCRIPTION: Single member LLC, single family home built in 2020 and is now rented. FAMILY FIRST RJF, LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 51 Araca Road, Babylon NY 11702, United States DESCRIPTION: Single member LLC, a single family home was built in 2020 and is now rented.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-08-08

Other Names

• Frank Dispigna
• Frank J Dispigna
• Frank Dispigna