Thomas Harold Smith

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 09/2020
  Oakwood Capital Management Llc
  Los Angeles, CA
• 09/2015 → 12/2016
  Syndicated Capital, Inc.
  Santa Monica, CA
• 10/2020 → 10/2024
  Bridge Advisory Llc
  Pasadena, CA
• 10/2024 → Present
  Beacon Pointe Advisors Llc
  Pasadena, CA
• 10/2024 → Present
  Beacon Pointe Insurance Services
  Pasadena, CA

Previous Registrations

• 2020-10-15 → 2024-10-31
  Bridge Advisory Llc
  Pasadena, CA
• 2015-03-13 → 2020-10-07
  Oakwood Capital Management Llc
  Los Angeles, CA
• 2006-03-23 → 2013-09-17
  Strategic Advisers Llc
  Los Angeles, CA
  Woodland Hills, CA
• 1997-07-08 → 2005-02-01
  Charles Schwab & Co., Inc.
  CA

Other Businesses

BEACON POINTE INSURANCE SERVICES, LLC INVESTMENT RELATED: No ADDRESS: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA, 92660 NATURE OF BUSINESS: Insurance Agency POSITION/TITLE: Agent START DATE: 10/01/2024 HRS/MO DURING SECURITIES TRADING HOURS: 10 hrs./Mo. DUTIES: Sale of insurance products (life/health/accident)

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-20
• S63 Uniform Securities Agent State Law Examination
  1985-06-19

Other Names

• Hal Smith
• Hal Smith